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Types and features of derivatives

Study how futures, forwards, swaps, options, CFDs, structured products, leverage, and derivative risk profiles differ across one of the heaviest CIRO Derivatives Exam domains.

Chapter 3 follows the official CIRO Derivatives Exam syllabus element Types and features of derivatives. This domain carries 18%, so it is one of the main classification chapters in the guide. A large share of the exam depends on identifying what kind of derivative you are looking at before you assess pricing, suitability, trading mechanics, or risk.

The strongest exam answers in this chapter classify the contract first, then explain what follows from that classification. If the contract is standardized and listed, clearing and liquidity consequences follow. If it is OTC and customized, documentation and counterparty consequences follow. If it embeds optionality, the payoff shape and leverage behave differently than a simple forward exposure. That is usually where weaker answers lose precision.

Contract Classification Framework

Contract familyCore promiseTypical strengthTypical exam risk
Futures and forwardsBuy or sell later at agreed termsDirect exposure and simple hedge designConfusing standardization with customization
SwapsExchange cash-flow streamsTailored risk transferUnderestimating bilateral and collateral complexity
Options and variantsRight without obligation for the buyerAsymmetric payoff designIgnoring premium cost or writer exposure
CFDs and similar contractsEconomic exposure without owning the assetFlexible directional accessMissing leverage and counterparty consequences
Structured productsPackaging exposure inside a note or deposit-style wrapperTailored payoff outcomeConfusing wrapper protection with full economic protection

What This Chapter Is Really Testing

This chapter tests whether you know what the contract actually does. That sounds obvious, but it is where many mistakes begin. A candidate who recognizes the contract family, settlement style, optionality, embedded leverage, and main risk source will usually outperform a candidate who only memorized labels.

Section Map

  • 3.1 Futures, forwards, and similar contracts
  • 3.2 Swaps and similar OTC derivatives
  • 3.3 Futures contract options, contracts for difference, and option variants
  • 3.4 Options, similar contracts, and structured products
  • 3.5 Risks, costs, and leverage across derivative contracts

Study Priority

  • Official weighting: 18%
  • Spend most of your time on contract classification and the economic consequence of that classification.
  • Compare derivative families side by side instead of studying them as isolated definitions.
  • Expect many scenarios where the first correct move is to identify whether the contract is standardized, customized, optional, leveraged, or embedded inside another product.

In this section

Revised on Thursday, April 23, 2026