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Series 162 Resources — Official FINRA Links and Part II Qualification Context

April 23, 2026

Official resources for FINRA Series 162, including the Series 16 exam page, content outline, and Part II qualification context.

On this page

Use these official resources as your source of truth.

Quick links:

Official source set

ResourceWhy it matters
Series 16 exam page (FINRA)Best starting point for current Series 16 structure, Part II context, and the CFA Level I exemption note.
Series 16 Content Outline (PDF)Best source for Part II weighting, topic scope, and sample-item style.
FINRA exam credit and validityUse only if you have a specific prior-exam or lapse issue.

What to confirm before you book

  • confirm that you need Series 162 as Part II of the supervisory analyst path
  • confirm the current item count, time limit, and passing score from the live FINRA page
  • confirm the CFA Level I exemption note directly from FINRA before assuming it applies

Strongest use of the official source set

  1. Start with the FINRA Series 16 page to confirm the two-part qualification structure.
  2. Read the outline PDF and note the two Part II functions and their weight.
  3. Check the CFA Level I exemption note directly on the current FINRA page if that issue is relevant to you.

Common weak resource habits

  • treating Series 162 like a stand-alone qualification
  • ignoring the difference between data integrity and analytical-basis review
  • assuming the CFA Level I exemption applies without checking the live FINRA wording
Revised on Thursday, April 23, 2026
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