Browse FINRA SIE & Series Exam Guides

Qualified Tuition Programs (529 Plans)

The main structures and tax features of 529 education savings programs.

529 plans are the main education-savings product on Series 6. Questions here usually test whether you understand the account purpose, tax-advantaged growth, control of the account, and what happens if the funds are not used for qualified education expenses.

The exam often rewards a practical understanding rather than a technical recital. You should know why a 529 plan is attractive, when it fits, and what features distinguish it from retirement accounts or ordinary custodial arrangements.

529 featureWhy it matters on the exam
Tax-advantaged growthExplains why the account is used for education planning
Qualified withdrawalsDetermines whether the favorable treatment is preserved
Owner controlThe person funding the account may retain control over changes
Beneficiary flexibilityChanges in beneficiary or use can affect planning decisions

Think of 529 plans as education-specific tax wrappers with control features that make them different from ordinary investment accounts.

In this section

Revised on Thursday, April 23, 2026