Key Legislation Affecting Fixed Income Markets

In this section

• Securities Act of 1933 and Bond Offerings
  Review how the 1933 Act governs disclosure and registration in securities offerings, including bonds.
• Securities Exchange Act of 1934 and Market Oversight
  Understand how the 1934 Act governs securities markets, intermediaries, and ongoing reporting.
• Dodd-Frank Act and Fixed Income Markets
  Study how Dodd-Frank changed derivatives oversight, transparency, and post-crisis regulation.