Series 31 Cheat Sheet — Managed-Futures Route, Disclosure, and Exam Priorities

Quick-reference Series 31 cheat sheet for managed-futures market knowledge, CPO/CTA regulation, disclosure documents, fees, and promotional material.

Use this Series 31 Cheat Sheet after you already know the route. It is built to keep the exam’s managed-futures emphasis visible under time pressure.

Quick facts

ItemDetail
RouteNFA Futures Managed Funds Examination
Questions45 scored
Time60 minutes
Core emphasismanaged-futures market knowledge, general regulation, CPO/CTA disclosure, and communications
PracticeOpen exact web practice

Weight map

AreaWeight
General Market Knowledge30%
General Regulation19%
CPO/CTA Regulations10%
CPO/CTA Disclosure Documents17%
Customer Information and Risk Disclosure4%
Upfront Fee Disclosure4%
Communication with the Public and Promotional Material16%

Pressure checklist

  • Is the question really about managed futures, not broad futures trading?
  • Is the issue market knowledge, regulation, disclosure, fee disclosure, or promotional material?
  • Does the answer protect the customer from misunderstanding risk or costs?
  • If a communication is involved, is it balanced, accurate, and not misleading?

Common traps

  • treating Series 31 like a shortened Series 3
  • underweighting promotional material
  • ignoring CPO/CTA disclosure-document discipline
  • memorising fees without understanding why they must be disclosed upfront
Revised on Thursday, April 23, 2026